Is your adviser being investigated?

You trust your financial adviser with your hard-earned money, so you want to be sure they're honest. Use the links below to ensure your adviser is properly registered and see if they've ever been investigated.

Is your adviser registered? Check here!


Is your adviser being investigated?

Advisers that can only sell Mutual Funds are regulated by the Mutual Fund Dealers Association (MFDA). And those advisers that sell more, such as stocks and bonds are regulated by the Investment Industry Regulator of Canada (IIROC). You can search through their disciplinary records here.

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Tags: investing